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Unregistered Investment Adviser Scam

In short

A person or entity sells investment products or strategies without appropriate registration The objective is typically to cause financial loss through unregulated advice, misleading claims or direct fund collection.

What it is

The promoter claims expertise and may promise strong or near-certain returns. The victim is then pushed to pay advisory fees, follow trading instructions or transfer investment funds.

How it starts

A person or entity sells investment products or strategies without appropriate registration.

What they tell you

The promoter claims expertise and may promise strong or near-certain returns

What they want you to do

Pay advisory fees, follow trading instructions or transfer investment funds

How you lose money

cause financial loss through unregulated advice, misleading claims or direct fund collection

What happens next

After the first successful step, the fraudster may demand more money/information, deepen account or device access, or disappear.

Warning signs

authority | greed | FOMO | urgency | unregistered solicitation

Where this is documented

India — officially documented by an Indian authority/regulator

How to avoid it

Verify the intermediary and app through SEBI/RBI-authorized channels; reject guaranteed-return claims and pressure to move money to personal or unrelated accounts.

If it already happened

Contact the bank/payment provider immediately if money moved; report financial cyber fraud promptly via 1930 and cybercrime.gov.in; preserve messages, transaction IDs, phone numbers and URLs.

Sources

Published documents this page draws on.

Already sent money or shared something?

What to do now

Unregistered Investment Adviser Scam — Scam types